Freshfields Bruckhaus Deringer

Financial markets regulator aims to send strong message to IPO sponsors about regulatory expectations Hong Kong’s Securities and Futures Commission (SFC) has fined and reprimanded several...
30 April 2019
Hong Kong’s Securities and Futures Commission (SFC) enjoyed a strong 2018 on the enforcement penalties front, living up to its promise to focus its resources on fewer, but bigger, “high impact” cases...
22 March 2019
Total fines increase by 632% compared to 2016 Number of new investigations started during 2017 falls by 20% 36% more investigations are completed during 2017  Hong Kong’s Securities...
16 March 2018
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