Greg Heaton

Senior Consultant, Timothy Loh LLP

Greg Heaton is a Senior Consultant at Timothy Loh LLP and was formerly a Senior Director at the SFC, where he played a key role in the oversight of SFC licensed intermediaries and the development of regulatory policy. He was the head of the Licensing Department at the SFC and a member of the Board of the Financial Dispute Resolution Center, the body responsible for the arbitration and mediation of disputes involving financial institutions regulated by the SFC and the Hong Kong Monetary Authority, and their clients.

Proceedings currently before Hong Kong courts will determine whether and how regulators can use anti-fraud provisions of the Securities and Futures Ordinance to sidestep the limitations of specific...
3 August 2018
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