Jonathan Cary

RPC

On the back of the SFC’s guidance by way of responses to FAQs regarding the application of the new “suitability clause” in client agreements between financial intermediaries and their clients (...
7 February 2017
Given its importance, the topic of the SFC’s new “suitability clause” (to be incorporated into financial intermediaries’ client agreements) has featured in several previous editions of this journal...
7 December 2016
In Chang Pui Yin & Ors v Bank of Singapore Ltd [2016] HKEC 1721, the latest investor claim against a bank in Hong Kong, the claimant investors succeeded in establishing that (as a...
6 October 2016
We wrote about this topic in our June 2015 Industry Insights (“Mis-selling Claims Update”). Those professional investors who have sought to recoup substantial losses as a result of alleged “mis-...
4 March 2016
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