Patricia Lee

Patricia Lee is a South-East Asia editor at Thomson Reuters Regulatory Intelligence in Singapore. She also has responsibility for covering wider G20 regulatory policy initiatives as they affect Asia.

Asia's private banking sector is one main area where the Markets in Financial Instruments Directive ("MiFID II") will see the biggest impact, said consultants.  MiFID II is a EU...
2017年5月5日
The launch of the manager-in-charge ("MIC") regime in Hong Kong in two weeks has sparked concerns about whether other Asian jurisdictions will introduce similar rules. The MIC regime...
2017年4月7日
Asian banks are far from ready for implementation of the International Financial Reporting Standard 9 ("IFRS9") unless local banking regulators are able to ascertain how impairment will be treated...
2017年3月10日
The final version of the standardised measurement approach ("SMA") for calculating operational risk capital, expected to be released next month by the Basel Committee on Banking Supervision, may not...
2017年2月10日
A recent leaked Basel Committee on Banking Supervision document on the proposed capital floor rules for calculating risk-weighted assets using internal risk-based ("IRB") models shows...
2017年1月27日
Over-the-counter derivatives markets in Asia will see a number of significant rule implementations this year as the scope of mandatory clearing and reporting continues to expand. Geopolitical...
2017年1月27日
The proposed US person definitions under the Commodity Futures Trading Commission's ("CFTC") cross-border swap rules are expected to pose a high level of compliance burden to market participants...
2016年12月30日
Standard-setting bodies are urged to include product suitability standards for derivatives clearing in the Principles for Financial Market Infrastructures ("PFMIs") as the market enters the post-...
2016年11月29日
The alignment of interests between central counterparty clearing houses and market participants, the suitability of recovery tools and determining when a resolution authority should step in are the...
2016年11月23日
The new requirement to post variation margin for non-centrally cleared derivatives is expected to present significant challenges to financial institutions, particularly the sell side, which may lack...
2016年11月11日
The introduction of International Financial Reporting Standard 9 ("IFRS9"), which requires banks to make credit loss provisioning, is expected to reduce banks' capital ratios significantly, as well...
2016年10月28日
The Basel Committee on Banking Supervision's ("BCBS") newly-proposed methodology for calculating risk-weighted assets for credit, market and operational risks will increase banks' overall capital...
2016年10月4日
Conduct issues will continue to remain high on the agenda of Asia's regulators, following a few high profile events that have unfolded in the financial markets in Singapore and Hong Kong, consultants...
2016年9月12日
The Committee on Payments and Market Infrastructures and the International Organisation of Securities Commission are advancing efforts to develop a global standard that would allow regulators to...
2016年9月2日
Developments in the global financial services sector are increasingly starting to impact non-financial sector corporates, as regulatory authorities now expect them to have effective compliance...
2016年9月2日
The Financial Stability Board's recent proposals on resolution of central counterparty clearing houses ("CCPs") demonstrate that they will not be too-big-to-fail, and that if they do fail, viable...
2016年8月24日
A number of financial institutions have started to move assets off their balance sheet using different accounting treatments in an attempt to reduce their leverage and avoid high capital charges,...
2016年5月19日
The high-profile Panama Papers leak is expected to put pressure on financial institutions as they will be increasingly required to ask pertinent questions particularly in ascertaining ultimate...
2016年4月25日
The lack of consistent due diligence standards specific to trade financing in the banking sector and across jurisdictions has presented the biggest dilemma to banks in the wake of heightened...
2016年4月10日
Financial institutions could potentially use blockchain for know your customer purposes and such an application could even be rolled out in the next six months, but support would have to first come...
2016年4月1日
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