Patricia Lee

Patricia Lee is a South-East Asia editor at Thomson Reuters Regulatory Intelligence in Singapore. She also has responsibility for covering wider G20 regulatory policy initiatives as they affect Asia.

闡述BPE Solicitors and another v Hughes-Holland [2017] UKSC 21一案的裁決。 英國最高法院近期在BPE Solicitors and another v Hughes-Holland [2017] UKSC 21一案 (下稱“BPE Solicitors”)所作的裁決,相信必然會受法律專業人員的歡迎。英國最高法院在該案裁定:…
2021年七月
Asia's private banking sector is one main area where the Markets in Financial Instruments Directive ("MiFID II") will see the biggest impact, said consultants.  MiFID II is a EU legislation which…
2021年七月
The launch of the manager-in-charge ("MIC") regime in Hong Kong in two weeks has sparked concerns about whether other Asian jurisdictions will introduce similar rules. The MIC regime further…
2021年七月
Asian banks are far from ready for implementation of the International Financial Reporting Standard 9 ("IFRS9") unless local banking regulators are able to ascertain how impairment will be treated…
2021年七月
The final version of the standardised measurement approach ("SMA") for calculating operational risk capital, expected to be released next month by the Basel Committee on Banking Supervision, may not…
2021年七月
A recent leaked Basel Committee on Banking Supervision document on the proposed capital floor rules for calculating risk-weighted assets using internal risk-based ("IRB") models shows regulators are…
2021年七月
Over-the-counter derivatives markets in Asia will see a number of significant rule implementations this year as the scope of mandatory clearing and reporting continues to expand. Geopolitical…
2021年七月
The proposed US person definitions under the Commodity Futures Trading Commission's ("CFTC") cross-border swap rules are expected to pose a high level of compliance burden to market participants in…
2021年七月
The alignment of interests between central counterparty clearing houses and market participants, the suitability of recovery tools and determining when a resolution authority should step in are the…
2021年七月
Standard-setting bodies are urged to include product suitability standards for derivatives clearing in the Principles for Financial Market Infrastructures ("PFMIs") as the market enters the post-…
2021年七月
The new requirement to post variation margin for non-centrally cleared derivatives is expected to present significant challenges to financial institutions, particularly the sell side, which may lack…
2021年七月
The introduction of International Financial Reporting Standard 9 ("IFRS9"), which requires banks to make credit loss provisioning, is expected to reduce banks' capital ratios significantly, as well…
2021年七月
The Basel Committee on Banking Supervision's ("BCBS") newly-proposed methodology for calculating risk-weighted assets for credit, market and operational risks will increase banks' overall capital…
2021年七月
Conduct issues will continue to remain high on the agenda of Asia's regulators, following a few high profile events that have unfolded in the financial markets in Singapore and Hong Kong, consultants…
2021年七月
The UK could run a two-tier regulatory regime for alternative fund managers once it leaves the European Union. The UK would seek to apply the Alternative Investment Fund Managers Directive only to…
2021年七月
The Financial Stability Board's recent proposals on resolution of central counterparty clearing houses ("CCPs") demonstrate that they will not be too-big-to-fail, and that if they do fail, viable…
2021年七月
Developments in the global financial services sector are increasingly starting to impact non-financial sector corporates, as regulatory authorities now expect them to have effective compliance…
2021年七月
The Committee on Payments and Market Infrastructures and the International Organisation of Securities Commission are advancing efforts to develop a global standard that would allow regulators to…
2021年七月
A number of financial institutions have started to move assets off their balance sheet using different accounting treatments in an attempt to reduce their leverage and avoid high capital charges,…
2021年七月
The lack of consistent due diligence standards specific to trade financing in the banking sector and across jurisdictions has presented the biggest dilemma to banks in the wake of heightened…
2021年七月